Swiss SRO Full-Service Establishment and Regulatory Support

Listing overview

We offer comprehensive regulatory support for the establishment of a Swiss financial intermediary regulated through membership in a recognised Self-Regulatory Organisation ( SRO ). This solution is designed for clients seeking a credible, compliant Swiss AML-regulated structure, without the complexity of obtaining a full FINMA licence. Our regulatory team manages the process from initial structuring through SRO onboarding and operational readiness, providing a streamlined and transparent pathway into the Swiss regulated financial environment. Regulatory Framework - Swiss SRO Under Swiss law, financial intermediaries that are not directly supervised by FINMA are regulated pursuant to the Anti-Money Laundering Act (AMLA) through membership in an approved Self-Regulatory Organisation (SRO). SROs are officially recognised supervisory bodies responsible for: - Monitoring AML/CFT compliance - Conducting regulatory audits - Ensuring ongoing adherence to Swiss financial regulations Membership in an SRO enables a company to operate as a regulated financial intermediary in Switzerland, subject to ongoing supervision, reporting, and audit obligations. Permitted Activities (Subject to Review & Approval) Depending on the proposed business model and regulatory assessment, an SRO-regulated entity may typically engage in: - Payment and money transmission services - Currency exchange (fiat and, where applicable, digital assets) - Financial intermediation involving third-party assets - Brokerage and intermediary services - Custody-related services (non-bank) - Fintech and digital-asset-related activities under AML supervision The final scope of activities is confirmed during the SRO onboarding process. Scope of Our Regulatory Support Our regulatory team provides end-to-end support, including: - Structuring and incorporation of the Swiss entity - Preparation of AML/CFT policies, procedures, and internal control frameworks - Appointment and onboarding of required local governance and compliance roles - Provision of a registered Swiss business address - Coordination with required local service providers - Full management of the SRO application and approval process - Regulatory liaison throughout onboarding and initial supervision This approach ensures a compliant, efficient, and regulator-aligned setup. Key Advantages - Recognised Swiss AML regulatory framework - Strong international credibility and jurisdictional stability - Faster and more flexible setup compared to FINMA-licensed institutions - Suitable for fintech, payment, brokerage, and digital-asset businesses - Clear regulatory oversight with reduced complexity - Scalable structure aligned with long-term growth objectives Ideal Use Cases - Fintech and payment service providers - Digital asset and blockchain-related businesses - Currency exchange and remittance operators - Financial intermediaries requiring Swiss AML supervision - International groups seeking a Swiss-regulated presence Next Steps If you are considering a Swiss-regulated structure, we would be pleased to discuss how an SRO-regulated entity can support your business objectives. Please contact us to arrange a confidential consultation with our regulatory specialists. We will review your intended activities, confirm eligibility, and outline the regulatory pathway, documentation requirements, and indicative timeline. We look forward to supporting you.